SMBC Nikko Securities Inc.

SMBC Nikko Securities will provide clients with integrated financial services and high value-added solutions that meet the many and varied needs of our clients.

Corporate Profile

Summary of Business

Corporate Overview

Message from Our President & CEO

Management Philosophy

Financial Data

Financial Report

Credit Rating Information

Operational Indicators

Client Assets

Number of Accounts

Number of Employees

CSR Initiatives

Green Committee

Environment Conservation Initiatives

Financial and Economic Education

Social Contribution

News Release

News release

Other Information

Notice

Solicitation Policy

Summary of Management Policy Concerning Conflicts of Interest in SMBC NIKKO SECURITIES INC.

SMBC Nikko Securities Inc. Best Execution Policy

Basic Policy for Personal Information Protection

Basic Policy against Anti-Social Forces