Corporate Overview

Company Name SMBC Nikko Securities Inc.
Head office 3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
Phone Number +81-3-5644-3111(Head office)
Date of Incorporation June 15, 2009
Commencement of Operations October 1, 2009
Financial Instrument Dealer Registration Number Director of Kanto Local Finance Bureau (Financial instruments firms) No.2251
Membership in Associations Japan Securities Dealers Association
Japan Investment Advisers Association
The Financial Futures Association of Japan
Type II Financial Instruments Firms Association
Capital 10 billion yen
Shareholder Sumitomo Mitsui Financial Group 100%
Net Assets 487,598million yen(as of September 30, 2016)
Number of Employees 8,851(as of September 30, 2016)
Domestic Branches 124 branches
Overseas Offices 5 subsidiaries
Representative President & CEO (Representative Director)   Yoshihiko Shimizu
Organization Organization

(as of October 24, 2016)

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