Corporate Overview

Company Name SMBC Nikko Securities Inc.
Head office 3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
Phone Number +81-3-5644-3111(Head office)
Date of Incorporation June 15, 2009
Commencement of Operations October 1, 2009
Financial Instrument Dealer Registration Number Director of Kanto Local Finance Bureau (Financial instruments firms) No.2251
Membership in Associations Japan Securities Dealers Association
Japan Investment Advisers Association
The Financial Futures Association of Japan
Type II Financial Instruments Firms Association
Capital 10 billion yen
Shareholder Sumitomo Mitsui Banking Corporation   100%
Net Assets 667,864 million yen (as of September 30, 2015)
Number of Employees 8,590 (as of September 30, 2015)
Domestic Branches 123 branches
Overseas Offices 5 subsidiaries
Representative President & CEO (Representative Director)   Tetsuya Kubo
Organization Organization
A Member of Sumitomo Mitsui Financial Group A Member of Sumitomo Mitsui Financial Group

(as of October 26, 2015)

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