Corporate Overview

Company Name	SMBC Nikko Securities Inc.
Head office	3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
Phone Number	+81-3-5644-3111(Head office)
Representative	President & CEO Tetsuya Kubo
Date of Incorporation	June 15, 2009
Commencement of Operations	October 1, 2009
Financial Instrument Dealer Registration Number	Director of Kanto Local Finance Bureau (Financial instruments firms) No.2251
Capital	10 billion yen
Shareholder	Sumitomo Mitsui Banking Corporation 100%
Net Assets	509,619million yen (as of Mar. 31, 2013)
Number of Employees	7,541 (as of Mar. 31, 2013)
Domestic Branches	109 branches
Overseas Offices	5 subsidiaries
Membership in Associations	Japan Securities Dealers Association Japan Investment Advisers Association The Financial Futures Association of Japan Type II Financial Instruments Firms Association

（as of April 30, 2013）

Corporate Profile

In order to view the pages where PDF files are used, you need to have Adobe Reader latest version installed. Get Adobe Reader