Corporate Overview

Company Name SMBC Nikko Securities Inc.
Head office 3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
Phone Number +81-3-5644-3111(Head office)
Representative President & CEO (Representative Director)   Tetsuya Kubo
Date of Incorporation June 15, 2009
Commencement of Operations October 1, 2009
Financial Instrument Dealer
Registration Number
Director of Kanto Local Finance Bureau (Financial instruments firms) No.2251
Capital 10 billion yen
Shareholder Sumitomo Mitsui Banking Corporation   100%
Net Assets 574,505 million yen (as of March 31, 2014)
Number of Employees 7,685 (as of March 31, 2014)
Domestic Branches 112 branches
Overseas Offices 5 subsidiaries
Membership in Associations Japan Securities Dealers Association
Japan Investment Advisers Association
The Financial Futures Association of Japan
Type II Financial Instruments Firms Association

(as of April 28, 2014)

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