June 15, 2012
SMBC Nikko Securities Inc.
Notice about entities fraudulently using fictitious names
We have recently become aware fraudulent practices aimed at soliciting investment and financing are conducted by entities using fictitious names causing confusion in connection with our company and products, using our registered trademarks such as "Nikko" and "Cordial".
Please note that SMBC Nikko Securities Inc. and its products have no connection with any entities as follows.
[Below is the List of entities fraudulently using fictitious names , based on information received by SMBC Nikko Securities Inc.]
NIKKO CORDIAL FUTURES & OPTIONS (www.nikko-cordial.com)