SMBC Nikko Securities Inc.

Corporate Profile

Outline of the Business
Corporate Overview
Message from the President & CEO

Management Philosophy

Management Philosophy

Financial Data

Financial Report
Credit Rating Information

Operational Indicators

Client Assets
Number of Accounts
Number of Employees

Sustainability

Sustainability Promotion Commitee
Environment Conservation Initiatives
Financial and Economic Education
Social Contribution

Press Release

Press Release

Other Information

Notice

Solicitation Policy
Summary of Management Policy Concerning Conflicts of Interest in SMBC NIKKO SECURITIES INC.
Best Execution Policy
Basic Policy on Personal Information Protection
Policy regarding Sharing of Customer Information with Sumitomo Mitsui Banking Corporation
Basic Policy against Anti-Social Forces
Statement of Commitment to the FX Global Code