Corporate Overview

Company Name SMBC Nikko Securities Inc.
Head office 3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
Phone Number +81-3-5644-3111(Head office)
Date of Incorporation June 15, 2009
Commencement of Operations October 1, 2009
Financial Instrument Dealer Registration Number Director of Kanto Local Finance Bureau (Financial instruments firms) No.2251
Membership in Associations Japan Securities Dealers Association
Japan Investment Advisers Association
The Financial Futures Association of Japan
Type II Financial Instruments Firms Association
Capital 10 billion yen(as of December 31, 2020)
Shareholder Sumitomo Mitsui Financial Group   100%
Net Assets 847,833million yen(as of December 31, 2020)
Number of Employees 9,936(as of December 31, 2020)
Domestic Branches 129 branches
Overseas Offices Overseas Network
Representative President & CEO   Yuichiro Kondo
Organization Organization

(as of March 8, 2021)

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