Corporate Overview
| Company Name | SMBC Nikko Securities Inc. |
|---|---|
| Head office | 3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan |
| Phone Number | +81-3-5644-3111(Head office) |
| Date of Incorporation | June 15, 2009 |
| Commencement of Operations | October 1, 2009 |
| Financial Instrument Dealer Registration Number | Director of Kanto Local Finance Bureau (Financial instruments firms) No.2251 Types of Financial Instruments Business：Type I Financial Instruments Business, Type II Financial Instruments Business, Investment Advisory and Agency Business, Investment Management Business |
| Membership in Associations | Japan Securities Dealers Association Japan Investment Advisers Association The Financial Futures Association of Japan Type II Financial Instruments Firms Association Japan Security Token Offering Association |
| Capital | 135 billion yen |
| Shareholder | Sumitomo Mitsui Financial Group 100% |
| Net Assets | 1,177,241million yen (as of September 30, 2025) |
| Number of Employees | 8,989 (as of September 30, 2025) |
| Domestic Branches | 105 branches |
| Overseas Offices | |
| Group Companies | |
| Representative | President & CEO Shuji Yoshioka |
| Organization |
(as of October 30, 2025)