Other Information
- Solicitation Policy
- Summary of Management Policy Concerning Conflicts of Interest in SMBC NIKKO SECURITIES INC.
- Best Execution Policy
- Basic Policy on Personal Information Protection
- Policy regarding Sharing of Customer Information with Sumitomo Mitsui Banking Corporation
- Basic Policy against Anti-Social Forces
- Statement of Commitment to the FX Global Code
- Regarding the Exercise of Voting Rights for Securities Held in Our Proprietary Trading Accounts
- Indication based on the Money Lending Business Act